Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-30 · accession 0001562180-21-005113 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-07-30+ | UNTY | KAUCHAK JOHN J | EVP, COO | S - Sale+OE | $22.35 | -8,869 | 56.9K | -13% | -$198.2K |
| DM | 2021-08-03 | 2021-07-30+ | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $5.48 | +8,869 | 63.2K | +16% | +$48.6K |
| DM | 2021-08-03 | 2021-07-30+ | UNTY | KAUCHAK JOHN J | EVP, COO | M - OptEx | $0.00 | -8,869 | 85.0K | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-30 | S | D | 6,300 | $22.33 | 56,883 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $22.30 USD to $22.49 USD, the price reported above reflects the weighted average sale price. (F2) 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. |
| 2 | Common | Common Stock | 2021-08-02 | M | A | 2,569 | $5.48 | 59,452 | D | — | — | |
| 3 | Common | Common Stock | 2021-07-30 | M | A | 6,300 | $5.48 | 63,183 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-02 | S | D | 2,569 | $22.39 | 56,883 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $22.39 USD to $22.43 USD, the price reported above reflects the weighted average sale price. (F2) 56,883 shares consisting of 55,410 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-07-30 | M | D | 6,300 | $0.00 | 87,569 | D | $5.48 · — to 2023-03-05 | 6,300 Common Stock | (F5) Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016 |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-08-02 | M | D | 2,569 | $0.00 | 85,000 | D | $5.48 · — to 2023-03-05 | 2,569 Common Stock | (F6) 85,000 stock options were granted under various dates and vesting periods of which 63,001 are currently exercisable. (F5) Vests 3,667 share(s) on 05-Mar-2014, 3,666 share(s) on 05-Mar-2015, 3,667 share(s) on 05-Mar-2016 |