Form 4 for AMRN AMARIN CORP PLC\UK
Accepted 2021-08-03 00:00:00 ET · period of report 2021-07-30 · accession 0001562180-21-005145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-03 | 2021-07-30 | AMRN | Ketchum Steven B | CSO | M - OptEx | — | +6,108 | 450.7K | +1% | — |
| D | 2021-08-03 | 2021-07-30 | AMRN | Ketchum Steven B | CSO | F - Tax | $4.14 | -3,127 | 452.2K | -0.7% | -$12.9K |
| DM | 2021-08-03 | 2021-07-30 | AMRN | Ketchum Steven B | CSO | M - OptEx | $0.00 | -6,108 | 1,527 | -80% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-07-30 | M | A | 3,054 | — | 455,287 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Not applicable. |
| 2 | Common | Ordinary Shares | 2021-07-30 | M | A | 1,527 | — | 452,233 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Not applicable. |
| 3 | Common | Ordinary Shares | 2021-07-30 | M | A | 1,527 | — | 450,706 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F3) Not applicable. |
| 4 | Common | Ordinary Shares | 2021-07-30 | F | D | 3,127 | $4.14 | 452,160 | D | — | — | (F1) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F5) Please see the section titled "Remarks" below for additional information. |
| 5 | Derivative | Restricted Stock Units | 2021-07-30 | M | D | 1,527 | $0.00 | 1,527 | D | $0.00 · — to — | 1,527 Ordinary Shares | (F6) Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. (F2) As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-fifth vesting event occurred on July 30, 2021. (F3) Not applicable. |
| 6 | Derivative | Restricted Stock Units | 2021-07-30 | M | D | 3,054 | $0.00 | 3,054 | D | $0.00 · — to — | 3,054 Ordinary Shares | (F6) Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. (F2) As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-fifth vesting event occurred on July 30, 2021. (F3) Not applicable. |
| 7 | Derivative | Restricted Stock Units | 2021-07-30 | M | D | 1,527 | $0.00 | 1,527 | D | $0.00 · — to — | 1,527 Ordinary Shares | (F6) Each RSU represents a contingent right to receive one Ordinary Share or cash in lieu thereof at the Issuer's discretion. (F2) As previously reported on February 27, 2020 and March 1, 2021, on May 15, 2017, the Reporting Person was granted 220,000 Restricted Stock Units ("RSUs") under the Amarin Corporation plc 2011 Stock Incentive Plan, of which the performance criteria related to two tranches representing 25% of the total award each was deemed achieved on February 25, 2020 pursuant to reporting of audited net product revenues for 2019 exceeding $400 million and of which the performance criteria related to one tranche representing 50% of the total award was deemed achieved on February 25, 2021 pursuant to reporting of audited net product revenues for 2020 exceeding $500 million. The tranches vest ratably over 36 months beginning September 30, 2018 subject to achievement of the performance criteria and continued service of the Reporting Person as provided in the RSU Award Agreement between the Issuer and Reporting Person. The thirty-fifth vesting event occurred on July 30, 2021. (F3) Not applicable. |