Form 4/A for FULT FULTON FINANCIAL CORP
Accepted 2021-08-10 00:00:00 ET · period of report 2021-06-01 · accession 0001562180-21-005259 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2021-08-10 | 2021-06-01 | FULT | MOXLEY JAMES R III | Dir | M - OptEx | $0.00 | +5,755 | 69.3K | +9% | $0 |
| DA | 2021-08-10 | 2021-06-01 | FULT | MOXLEY JAMES R III | Dir | M - OptEx | $0.00 | -5,755 | 0 | -100% | $0 |
| DA | 2021-08-10 | 2021-06-01 | FULT | MOXLEY JAMES R III | Dir | A - Grant | $0.00 | +3,451 | 3,451 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | $2.50 par value Common Stock | 2021-06-01 | M | A | 5,755.08 | $0.00 | 69,347.07 | D | — | — | |
| 2 | Derivative | Restricted Stock Units | 2021-06-01 | M | D | 5,755.08 | $0.00 | 0 | D | — · — to — | 5,755.08 $2.50 par value Common Stock | (F4) Represents 5,500 restricted stock units granted to the reporting person on June 1, 2020, together with 208.3079 accumulated dividend equivalents, for which the forfeiture restrictions lapsed on June 1, 2021. The common stock into which the restricted stock units were converted is reported in Table I of this Form 4. (F1) Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock, $2.50 par value per share. |
| 3 | Derivative | Restricted Stock Units | 2021-06-01 | A | A | 3,451 | $0.00 | 3,451 | D | — · — to — | 3,451 $2.50 par value Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock, $2.50 par value per share. (F3) The restricted stocks units, together with accumulated dividend equivalents, will convert to common stock on the first anniversary of the date of the grant or, at the election of the reporting person, in up to three equal annual installments beginning in January of the year following the year in which the reporting person retires or separates from the Fulton Financial Corporation Board of Directors. (F2) Forfeiture restrictions lapse on the restricted stock units on the first anniversary of the date of grant, or earlier in accordance with the Fulton Financial Corporation Amended and Restated Director's Equity Participation Plan. |