Form 4 for AMRN AMARIN CORP PLC\UK
Accepted 2021-08-13 00:00:00 ET · period of report 2021-08-12 · accession 0001562180-21-005317 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-13 | 2021-08-12 | AMRN | Kalb Michael Wayne | SVP, CFO | M - OptEx | $2.35 | +120.0K | 300.0K | +67% | +$281.8K |
| D | 2021-08-13 | 2021-08-12 | AMRN | Kalb Michael Wayne | SVP, CFO | S - Sale+OE | $5.25 | -120.0K | 205.0K | -37% | -$630.0K |
| DM | 2021-08-13 | 2021-08-12 | AMRN | Kalb Michael Wayne | SVP, CFO | M - OptEx | $0.00 | -120.0K | 39.0K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2021-08-12 | M | A | 25,000 | $2.95 | 325,010 | D | — | — | (F1) The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. (F2) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
| 2 | Common | Ordinary Shares | 2021-08-12 | M | A | 95,000 | $2.19 | 300,010 | D | — | — | (F1) The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. (F2) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
| 3 | Common | Ordinary Shares | 2021-08-12 | S | D | 120,000 | $5.25 | 205,010 | D | — | — | (F1) The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. (F2) The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.25 to $5.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff at the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. (F6) Please see the section titled "Remarks" below for additional information. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-08-12 | M | D | 95,000 | $0.00 | 55,000 | D | $2.19 · — to 2026-07-01 | 95,000 Ordinary Shares | (F3) On July 1, 2016, the Reporting Person was granted an option to purchase 625,000 Ordinary Shares under the Amarin Corporation plc 2011 Stock Incentive Plan (the "Plan"). The shares subject to this option vested and became exercisable as follows: 25% of the total number of underlying shares vested on July 1, 2017, and the remaining 75% of the underlying shares vested ratably over the subsequent 36 months. This option was fully vested as of the date hereof. |
| 5 | Derivative | Stock Option (Right to Buy) | 2021-08-12 | M | D | 25,000 | $0.00 | 39,000 | D | $2.95 · — to 2027-01-31 | 25,000 Ordinary Shares | (F4) On February 1, 2017, the Reporting Person was granted an option to purchase 133,000 Ordinary Shares under the Plan. The shares subject to this option vested and became exercisable in 48 equal monthly installments on the last day of each month starting on February 28, 2017. This option was fully vested as of the date hereof. |