Form 4 for LYB LyondellBasell

Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0001562180-21-005329 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-16	2021-08-12	LYB	Lane Kenneth Todd	EVP, Gbl O, P	F - Tax	$105.00	-8,508	35.0K	-20%	-$893.3K
D	2021-08-16	2021-08-12	LYB	Lane Kenneth Todd	EVP, Gbl O, P	M - OptEx	$85.88	+9,564	43.5K	+28%	+$821.4K
D	2021-08-16	2021-08-12	LYB	Lane Kenneth Todd	EVP, Gbl O, P	M - OptEx	$0.00	-9,564	4,782	-67%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Ordinary Shares	2021-08-12	F	D	8,508	$105.00	34,984	D	—	—	(F2) Includes 19,721 restricted stock units granted pursuant to the issuer's long-term incentive plan: 5,628 granted on July 15, 2019 that vest on July 15, 2022; 2,441 granted on July 15, 2019 that vest on July 15, 2022; 5,774 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.
2	Common	Class A Ordinary Shares	2021-08-12	M	A	9,564	$85.88	43,492	D	—	—	(F2) Includes 19,721 restricted stock units granted pursuant to the issuer's long-term incentive plan: 5,628 granted on July 15, 2019 that vest on July 15, 2022; 2,441 granted on July 15, 2019 that vest on July 15, 2022; 5,774 granted on February 20, 2020 that vest on February 20, 2023 and 5,878 granted on February 25, 2021 that vest on February 25, 2024.
3	Derivative	Stock Options (Right to Buy)	2021-08-12	M	D	9,564	$0.00	4,782	D	$85.88 · — to 2029-07-15	9,564 Class A Ordinary Shares	(F3) Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 4,782 vested on July 15, 2020; 4,782 vested on July 15, 2021 and 4,782 vest on July 15, 2022.