Form 4 for SONO Sonos Inc
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-15 · accession 0001562180-21-005367 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-17 | 2021-08-16+ | SONO | Siegel Matthew O. | Chief Commercial Off | S - Sale+OE | $40.53 | -44.4K | 16.3K | -73% | -$1.80M |
| DM | 2021-08-17 | 2021-08-15+ | SONO | Siegel Matthew O. | Chief Commercial Off | M - OptEx | $15.03 | +57.0K | 28.9K | New | +$857.3K |
| D | 2021-08-17 | 2021-08-15 | SONO | Siegel Matthew O. | Chief Commercial Off | F - Tax | $38.14 | -12.6K | 16.3K | -44% | -$480.3K |
| DM | 2021-08-17 | 2021-08-15+ | SONO | Siegel Matthew O. | Chief Commercial Off | M - OptEx | $0.00 | -57.0K | 226.0K | -20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-17 | S | D | 16,286 | $38.67 | 0 | D | — | — | (F6) Represents the weighted average sales price per share. The shares sold at prices ranging from $38.51 to $39.15 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 28,161 | $15.03 | 44,447 | D | — | — | |
| 3 | Common | Common Stock | 2021-08-15 | F | D | 12,592 | $38.14 | 16,286 | D | — | — | |
| 4 | Common | Common Stock | 2021-08-15 | M | A | 28,878 | — | 28,878 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 5 | Common | Common Stock | 2021-08-16 | S | D | 28,161 | $41.60 | 16,286 | D | — | — | (F5) Represents the weighted average sales price per share. The shares sold at prices ranging from $41.53 to $41.68 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. |
| 6 | Derivative | Restricted Stock Units | 2021-08-15 | M | D | 28,878 | $0.00 | 291,758 | D | — · — to — | 28,878 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F7) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2021-08-16 | M | D | 28,161 | $0.00 | 225,971 | D | $15.03 · — to 2027-11-06 | 28,161 Common Stock | (F8) The stock option vested and became exercisable, and shall continue to vest and become exercisable, in 48 equal monthly installments beginning on September 5, 2018, until such time as the option is 100% vested, subject to the continuing service of the Reporting Person on each vesting date. |