Form 4 for SONO Sonos Inc
Accepted 2021-08-17 00:00:00 ET · period of report 2021-08-15 · accession 0001562180-21-005377 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-17 | 2021-08-15 | SONO | Spence Patrick | CEO, Dir | F - Tax | $38.14 | -22.4K | 297.8K | -7% | -$853.4K |
| D | 2021-08-17 | 2021-08-15 | SONO | Spence Patrick | CEO, Dir | M - OptEx | — | +45.1K | 320.1K | +16% | — |
| D | 2021-08-17 | 2021-08-15 | SONO | Spence Patrick | CEO, Dir | M - OptEx | $0.00 | -45.1K | 364.7K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-15 | F | D | 22,375 | $38.14 | 297,752 | D | — | — | |
| 2 | Common | Common Stock | 2021-08-15 | M | A | 45,127 | — | 320,127 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2021-08-15 | M | D | 45,127 | $0.00 | 364,733 | D | — · — to — | 45,127 Common Stock | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. (F4) 1/16 of the shares subject to the RSUs vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |