Form 4 for EQBK EQUITY BANCSHARES INC
Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001562180-21-005400 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-08-18 | 2021-08-16 | EQBK | Elliott Brad S | CEO, Dir | F - Tax | $32.45 | -32.5K | 122.3K | -21% | -$1.05M |
| D | 2021-08-18 | 2021-08-16 | EQBK | Elliott Brad S | CEO, Dir | M - OptEx | $12.00 | +50.0K | 154.7K | +48% | +$600.0K |
| D | 2021-08-18 | 2021-08-16 | EQBK | Elliott Brad S | CEO, Dir | M - OptEx | $0.00 | -50.0K | 67.0K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-08-16 | F | D | 32,465 | $32.45 | 122,266 | D | — | — | (F1) This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 50,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 17,535 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of August 16th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. |
| 2 | Common | Common Stock | 2021-08-16 | M | A | 50,000 | $12.00 | 154,731 | D | — | — | (F1) This form is being filed to report the exercise of an Equity Bancshares Inc. stock option for a total of 50,000 shares by means of a stock swap. A stock swap is a method of exercising a stock option in which the option holder relinquishes enough shares of stock to cover the exercise price of the option being exercised and related withholding taxes. As a result of this stock swap, the reporting person acquired 17,535 shares of Equity Bancshares Inc. The price in column 4 is the Equity Bancshares Inc. close price as of August 16th when the option holder requested the stock swap exercise and it was approved by Equity Bancshares Inc. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-08-16 | M | D | 50,000 | $0.00 | 67,000 | D | $12.00 · — to 2022-01-01 | 50,000 Common Stock | (F3) The option vested over five equal installments beginning on January 1, 2013. |