InsiderTrades

Form 4 for UBER Uber

Accepted 2021-08-18 00:00:00 ET · period of report 2021-08-16 · accession 0001562180-21-005424 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-08-18 2021-08-16 UBER Hazelbaker Jill See Remarks F - Tax $41.50 -5,673 165.2K -3% -$235.4K
DM 2021-08-18 2021-08-16 UBER Hazelbaker Jill See Remarks G - Gift $0.00 -2,093 157.6K -1% $0
DM 2021-08-18 2021-08-16 UBER Hazelbaker Jill See Remarks M - OptEx — +9,970 164.7K +6% —
DI 2021-08-18 2021-08-16 UBER Hazelbaker Jill See Remarks G - Gift $0.00 +2,081 2,081 New $0
DM 2021-08-18 2021-08-16 UBER Hazelbaker Jill See Remarks M - OptEx $0.00 -9,970 65.8K -13% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-08-16 F D 1,419 $41.50 163,801 D — —
2 Common Common Stock 2021-08-16 F D 1,209 $41.50 162,592 D — —
3 Common Common Stock 2021-08-16 F D 729 $41.50 161,863 D — —
4 Common Common Stock 2021-08-16 G D 12 $0.00 159,647 D Trust — — (F2) Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.
5 Common Common Stock 2021-08-16 G D 2,081 $0.00 157,566 D — —
6 Common Common Stock 2021-08-16 M A 2,862 — 167,536 D — — (F3) Restricted stock units convert into common stock on a one-for-one basis.
7 Common Common Stock 2021-08-16 F D 2,316 $41.50 165,220 D — —
8 Common Common Stock 2021-08-16 G A 2,081 $0.00 2,081 I — —
9 Common Common Stock 2021-08-16 M A 2,438 — 160,004 D — — (F3) Restricted stock units convert into common stock on a one-for-one basis.
10 Common Common Stock 2021-08-16 M A 4,670 — 164,674 D — — (F3) Restricted stock units convert into common stock on a one-for-one basis.
11 Derivative Restricted Stock Units 2021-08-16 M D 4,670 $0.00 163,441 D — · — to — 4,670 Common Stock (F3) Restricted stock units convert into common stock on a one-for-one basis. (F7) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
12 Derivative Restricted Stock Units 2021-08-16 M D 2,438 $0.00 75,565 D — · — to — 2,438 Common Stock (F3) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
13 Derivative Restricted Stock Units 2021-08-16 M D 2,862 $0.00 65,835 D — · — to — 2,862 Common Stock (F3) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.