Form 4 for AGNT AGNT, Inc.
Accepted 2021-08-24 00:00:00 ET · period of report 2018-08-31 · accession 0001562180-21-005553 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-08-24 | 2020-11-30+ | AGNT | Gesing Jason | CEO of eXp Realty, Dir, 10% | M - OptEx | $0.0774 | +25.9K | 2.27M | +1% | +$2,000 |
| D | 2021-08-24 | 2021-08-20 | AGNT | Gesing Jason | CEO of eXp Realty, Dir, 10% | S - Sale+OE | $40.21 | -11.5K | 2.25M | -0.5% | -$462.4K |
| DM | 2021-08-24 | 2018-08-31+ | AGNT | Gesing Jason | CEO of eXp Realty, Dir, 10% | A - Grant | $0.00 | +396 | 300 | New | $0 |
| DM | 2021-08-24 | 2020-11-30+ | AGNT | Gesing Jason | CEO of eXp Realty, Dir, 10% | M - OptEx | $0.00 | -25.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-04-30 | M | A | 200 | $0.00 | 2,265,572 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 2 | Common | Common Stock | 2020-11-30 | M | A | 350 | $0.00 | 2,240,372 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 3 | Common | Common Stock | 2021-03-22 | M | A | 25,000 | $0.08 | 2,265,372 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 4 | Common | Common Stock | 2021-08-20 | S | D | 11,500 | $40.21 | 2,254,372 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.00 to 40.65, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4. |
| 5 | Common | Common Stock | 2021-07-31 | M | A | 150 | $0.00 | 2,265,722 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 6 | Common | Common Stock | 2021-07-31 | M | A | 150 | $0.00 | 2,265,872 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 7 | Derivative | Restricted Stock Units | 2020-03-31 | A | A | 96 | $0.00 | 396 | D | $0.00 · — to — | 96 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F9) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2023, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2020-11-30 | M | D | 350 | $0.00 | 0 | D | $0.00 · — to — | 350 Common Stock | (F10) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. (F11) The RSUs vested as to 100% of the total number of shares on November 30, 2020. Shares of the Issuer's common stock were delivered to the Reporting Person. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 9 | Derivative | Stock Options (Right to buy) | 2021-03-22 | M | D | 25,000 | $0.00 | 350,000 | D | $0.08 · — to 2022-12-31 | 25,000 Common Stock | (F12) The options are fully vested. |
| 10 | Derivative | Restricted Stock Units | 2021-07-31 | M | D | 150 | $0.00 | 0 | D | $0.00 · — to — | 150 Common Stock | (F10) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. (F14) The RSUs vested as to 100% of the total number of shares on July 31, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 11 | Derivative | Restricted Stock Units | 2021-07-31 | M | D | 150 | $0.00 | 0 | D | $0.00 · — to — | 150 Common Stock | (F10) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. (F14) The RSUs vested as to 100% of the total number of shares on July 31, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 12 | Derivative | Restricted Stock Units | 2021-04-30 | M | D | 200 | $0.00 | 0 | D | $0.00 · — to — | 200 Common Stock | (F10) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. (F13) The RSUs vested as to 100% of the total number of shares on April 30, 2021. Shares of the Issuer's common stock were delivered to the Reporting Person. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 13 | Derivative | Restricted Stock Units | 2018-08-31 | A | A | 150 | $0.00 | 150 | D | $0.00 · — to — | 150 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F6) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on August 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 14 | Derivative | Restricted Stock Units | 2018-10-31 | A | A | 150 | $0.00 | 300 | D | $0.00 · — to — | 150 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F8) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on October 31, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F7) RSUs do not expire; they either vest or are canceled prior to the vesting date. |