Form 4 for AGNT AGNT, Inc.
Accepted 2021-09-02 00:00:00 ET · period of report 2018-08-31 · accession 0001562180-21-005780 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-02 | 2021-01-31+ | AGNT | Onnen Stacey | Pres, U.S. Brokerage Ops | P - Purchase | $40.48 | +6 | 35 | +21% | +$242.88 |
| D | 2021-09-02 | 2021-08-31 | AGNT | Onnen Stacey | Pres, U.S. Brokerage Ops | M - OptEx | $0.00 | +150 | 186 | +417% | $0 |
| DM | 2021-09-02 | 2018-09-30+ | AGNT | Onnen Stacey | Pres, U.S. Brokerage Ops | A - Grant | $0.00 | +229 | 150 | New | $0 |
| D | 2021-09-02 | 2018-08-31 | AGNT | Onnen Stacey | Pres, U.S. Brokerage Ops | M - OptEx | $0.00 | -150 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-04-30 | P | A | 1 | $30.92 | 36 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 2 | Common | Common Stock | 2021-08-31 | M | A | 150 | $0.00 | 186 | D | — | — | |
| 3 | Common | Common Stock | 2021-01-31 | P | A | 1 | $47.96 | 31 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. (F3) Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021 |
| 4 | Common | Common Stock | 2021-03-31 | P | A | 4 | $41.00 | 35 | D | — | — | (F2) The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person. |
| 5 | Derivative | Restricted Stock Units | 2021-03-31 | A | A | 5 | $0.00 | 229 | D | $0.00 · — to — | 5 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F12) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2024, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F8) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 6 | Derivative | Restricted Stock Units | 2019-01-31 | A | A | 74 | $0.00 | 224 | D | $0.00 · — to — | 74 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F10) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on January 31, 2022, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F8) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 7 | Derivative | Restricted Stock Units | 2018-09-30 | A | A | 150 | $0.00 | 150 | D | $0.00 · — to — | 150 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F9) Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on September 30, 2021, as long as the reporting person continues to provide service to eXp through the respective vesting date. (F8) RSUs do not expire; they either vest or are canceled prior to the vesting date. |
| 8 | Derivative | Restricted Stock Units | 2018-08-31 | M | D | 150 | $0.00 | 0 | D | $0.00 · — to — | 150 Common Stock | (F5) Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant. (F7) The RSUs vested as to 100% of the total number of shares on August 31, 2021. (F8) RSUs do not expire; they either vest or are canceled prior to the vesting date. |