Form 4 for COO Cooper Companies (The)
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-07 · accession 0001562180-21-005862 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-07 | 2021-09-07 | COO | Andrews Brian G | EVP, CFO, Treas | M - OptEx | $141.82 | +4,963 | 4,467 | New | +$703.8K |
| DM | 2021-09-07 | 2021-09-07 | COO | Andrews Brian G | EVP, CFO, Treas | S - Sale+OE | $453.12 | -4,963 | 3,407 | -59% | -$2.25M |
| DM | 2021-09-07 | 2021-09-07 | COO | Andrews Brian G | EVP, CFO, Treas | M - OptEx | $0.00 | -4,963 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-07 | M | A | 2,396 | $119.89 | 4,295.54 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-07 | S | D | 2,396 | $454.50 | 1,899.54 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-07 | S | D | 1,507 | $452.18 | 1,976.51 | D | — | — | (F2) Sale price represents an average sale price between $451.82 and $452.61. (F3) Includes 28.194 shares acquired under the COO ESPP on 2/1/2021 and 48.773 shares acquired under the COO ESPP on 5/3/2021. |
| 4 | Common | Common Stock | 2021-09-07 | S | D | 1,060 | $451.34 | 3,406.54 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $450.81 to $451.75. The reporting person undertakes to provide to The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
| 5 | Common | Common Stock | 2021-09-07 | M | A | 2,567 | $162.28 | 4,466.54 | D | — | — | |
| 6 | Derivative | Stock Options (Right to Buy) | 2021-09-07 | M | D | 2,396 | $0.00 | 0 | D | $119.89 · — to 2023-12-11 | 2,396 Common Stock | (F4) Vests 480 share(s) on 11-Dec-2014, 479 share(s) on 11-Dec-2015, 479 share(s) on 11-Dec-2016, 479 share(s) on 11-Dec-2017, 479 share(s) on 11-Dec-2018 |
| 7 | Derivative | Stock Options (Right to Buy) | 2021-09-07 | M | D | 2,567 | $0.00 | 0 | D | $162.28 · — to 2024-12-09 | 2,567 Common Stock | (F5) Vests 514 share(s) on 09-Dec-2015, 513 share(s) on 09-Dec-2016, 514 share(s) on 09-Dec-2017, 513 share(s) on 09-Dec-2018, 513 share(s) on 09-Dec-2019 |