Form 4 for COO Cooper Companies (The)
Accepted 2021-09-07 00:00:00 ET · period of report 2021-09-07 · accession 0001562180-21-005863 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-07 | 2021-09-07 | COO | McBride Daniel G | EVP, COO, Pres-CooperVision | M - OptEx | $136.59 | +72.6K | 104.7K | +227% | +$9.92M |
| DM | 2021-09-07 | 2021-09-07 | COO | McBride Daniel G | EVP, COO, Pres-CooperVision | S - Sale+OE | $450.13 | -72.6K | 69.7K | -51% | -$32.69M |
| DM | 2021-09-07 | 2021-09-07 | COO | McBride Daniel G | EVP, COO, Pres-CooperVision | M - OptEx | $0.00 | -72.6K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-07 | M | A | 11,807 | $162.28 | 43,859.62 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-07 | M | A | 26,851 | $131.60 | 70,710.62 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-07 | M | A | 33,966 | $131.60 | 104,676.62 | D | — | — | |
| 4 | Common | Common Stock | 2021-09-07 | S | D | 27,100 | $448.07 | 77,576.62 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $447.350 to $448.350. The reporting person undertakes to provide The Cooper Companies, Inc., any security holder of The Cooper Companies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. |
| 5 | Common | Common Stock | 2021-09-07 | S | D | 5,642 | $453.63 | 32,114.80 | D | — | — | (F7) Sale price represents an average sale price between $453.480 and $453.950. (F8) Includes 15.037 shares acquired under the COO ESPP on 2/1/2021, 39.97 shares acquired under the COO ESPP on 5/3/2021 and 7.174 shares acquired under the COO ESPP on 8/2/2021. |
| 6 | Common | Common Stock | 2021-09-07 | S | D | 1,109 | $450.01 | 68,620.62 | D | — | — | (F3) Sale price represents an average sale price between $449.375 and $450.330. |
| 7 | Common | Common Stock | 2021-09-07 | S | D | 12,988 | $450.89 | 55,632.62 | D | — | — | (F4) Sale price represents an average sale price between $450.390 and $451.385. |
| 8 | Common | Common Stock | 2021-09-07 | S | D | 13,183 | $451.90 | 42,449.62 | D | — | — | (F5) Sale price represents an average sale price between $451.410 and $452.385. |
| 9 | Common | Common Stock | 2021-09-07 | S | D | 4,755 | $453.09 | 37,694.62 | D | — | — | (F6) Sale price represents an average sale price between $452.450 and $453.440. |
| 10 | Common | Common Stock | 2021-09-07 | S | D | 7,847 | $448.74 | 69,729.62 | D | — | — | (F2) Sale price represents an average sale price between $448.355 and $449.345. |
| 11 | Derivative | Stock Options (Right to Buy) | 2021-09-07 | M | D | 33,966 | $0.00 | 0 | D | $131.60 · — to 2025-12-09 | 33,966 Common Stock | (F11) Vests 6,794 share(s) on 09-Dec-2016, 6,793 share(s) on 09-Dec-2017, 6,793 share(s) on 09-Dec-2018, 6,793 share(s) on 09-Dec-2019, 6,793 share(s) on 09-Dec-2020 |
| 12 | Derivative | Stock Options (Right to Buy) | 2021-09-07 | M | D | 26,851 | $0.00 | 0 | D | $131.60 · — to 2025-12-09 | 26,851 Common Stock | (F10) Vests 8,950 share(s) on 09-Dec-2018, 8,952 share(s) on 09-Dec-2019, 8,949 share(s) on 09-Dec-2020 |
| 13 | Derivative | Stock Options (Right to Buy) | 2021-09-07 | M | D | 11,807 | $0.00 | 0 | D | $162.28 · — to 2024-12-09 | 11,807 Common Stock | (F9) Vests 2,362 share(s) on 09-Dec-2015, 2,361 share(s) on 09-Dec-2016, 2,362 share(s) on 09-Dec-2017, 2,361 share(s) on 09-Dec-2018, 2,361 share(s) on 09-Dec-2019 |