InsiderTrades

Form 4 for UBER Uber

Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001562180-21-006027 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DM 2021-09-20 2021-09-16 UBER Ceremony Glen See Remarks F - Tax $39.52 -3,889 117.0K -3% -$153.7K
DM 2021-09-20 2021-09-16 UBER Ceremony Glen See Remarks M - OptEx — +5,201 116.4K +5% —
DM 2021-09-20 2021-09-16 UBER Ceremony Glen See Remarks M - OptEx $0.00 -5,201 3,250 -62% $0

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-09-16 F D 1,612 $39.52 117,323 D — —
2 Common Common Stock 2021-09-16 F D 323 $39.52 118,935 D — —
3 Common Common Stock 2021-09-16 F D 1,273 $39.52 119,258 D — —
4 Common Common Stock 2021-09-16 F D 35 $39.52 120,531 D — —
5 Common Common Stock 2021-09-16 F D 358 $39.52 120,566 D — —
6 Common Common Stock 2021-09-16 M A 3,250 — 120,924 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
7 Common Common Stock 2021-09-16 M A 650 — 117,674 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
8 Common Common Stock 2021-09-16 M A 580 — 117,024 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
9 Common Common Stock 2021-09-16 F D 288 $39.52 117,035 D — —
10 Common Common Stock 2021-09-16 M A 721 — 116,444 D — — (F1) Restricted stock units convert into common stock on a one-for-one basis.
11 Derivative Restricted Stock Units 2021-09-16 M D 650 $0.00 19,501 D — · — to — 650 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
12 Derivative Restricted Stock Units 2021-09-16 M D 580 $0.00 24,330 D — · — to — 580 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
13 Derivative Restricted Stock Units 2021-09-16 M D 721 $0.00 31,041 D — · — to — 721 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.
14 Derivative Restricted Stock Units 2021-09-16 M D 3,250 $0.00 3,250 D — · — to — 3,250 Common Stock (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.