Form 4 for UBER Uber
Accepted 2021-09-20 00:00:00 ET · period of report 2021-09-16 · accession 0001562180-21-006029 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-20 | 2021-09-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $39.52 | -1,043 | 139.1K | -0.7% | -$41.2K |
| D | 2021-09-20 | 2021-09-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +1,805 | 139.4K | +1% | — |
| D | 2021-09-20 | 2021-09-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -1,805 | 54.2K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-16 | F | D | 721 | $39.52 | 138,354 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-16 | F | D | 322 | $39.52 | 139,075 | D | — | — | |
| 3 | Common | Common Stock | 2021-09-16 | M | A | 1,805 | — | 139,397 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Derivative | Restricted Stock Units | 2021-09-16 | M | D | 1,805 | $0.00 | 54,169 | D | — · — to — | 1,805 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |