Form 4 for PD PagerDuty, Inc.
Accepted 2021-09-22 00:00:00 ET · period of report 2021-09-20 · accession 0001562180-21-006066 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-22 | 2021-09-20 | PD | Giamalis Stacey | GC, Senior VP, Legal | M - OptEx | $5.87 | +6,000 | 102.8K | +6% | +$35.2K |
| DM | 2021-09-22 | 2021-09-20 | PD | Giamalis Stacey | GC, Senior VP, Legal | S - Sale+OE | $45.86 | -6,000 | 97.3K | -6% | -$275.2K |
| D | 2021-09-22 | 2021-09-20 | PD | Giamalis Stacey | GC, Senior VP, Legal | M - OptEx | $0.00 | -6,000 | 240.1K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-20 | M | A | 6,000 | $5.87 | 102,790 | D | — | — | (F1) A portion of these shares represent restricted stock units. |
| 2 | Common | Common Stock | 2021-09-20 | S | D | 500 | $46.64 | 96,790 | D | — | — | (F4) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.48 to $46.74 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these shares represent restricted stock units. |
| 3 | Common | Common Stock | 2021-09-20 | S | D | 5,500 | $45.79 | 97,290 | D | — | — | (F3) The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.40 to $46.33 per share, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. (F1) A portion of these shares represent restricted stock units. |
| 4 | Derivative | Stock Option (Right to Buy) | 2021-09-20 | M | D | 6,000 | $0.00 | 240,100 | D | $5.87 · — to 2028-04-08 | 6,000 Common Stock | (F5) The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months. |