Form 4 for TTI TETRA TECHNOLOGIES INC
Accepted 2021-09-27 00:00:00 ET · period of report 2021-09-26 · accession 0001562180-21-006118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-27 | 2021-09-26 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | F - Tax | $3.08 | -2,757 | 222.7K | -1% | -$8,492 |
| D | 2021-09-27 | 2021-09-26 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | M - OptEx | $0.00 | +11.3K | 225.4K | +5% | $0 |
| D | 2021-09-27 | 2021-09-26 | TTI | O'Brien Richard D | VP-Fin, Gbl Ctrl | M - OptEx | $0.00 | -11.3K | 11.3K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-26 | F | D | 2,757 | $3.08 | 222,677 | D | — | — | |
| 2 | Common | Common Stock | 2021-09-26 | M | A | 11,320 | $0.00 | 225,434 | D | — | — | (F1) Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Derivative | Common Stock | 2021-09-26 | M | D | 11,320 | $0.00 | 11,320 | D | $0.00 · — to — | 11,320 Common Stock | (F1) Represents vested shares of restricted stock units granted on March 26, 2019. Restricted stock units convert into common stock on a one-for-one basis. (F3) The remaining unvested portion of the restricted stock unit award will vest every six months until fully vested on March 26, 2022. Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock upon vesting of the unit. |