Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-10-18 00:00:00 ET · period of report 2021-10-17 · accession 0001562180-21-006495 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-10-18 | 2021-10-17 | HTGC | Bluestein Scott | CEO | F - Tax | $17.40 | -2,843 | 911.7K | -0.3% | -$49.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-17 | F | D | 2,843 | $17.40 | 911,747 | D | — | — | (F1) Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 17, 2021. |