Form 4 for UBER Uber
Accepted 2021-10-19 00:00:00 ET · period of report 2021-10-16 · accession 0001562180-21-006580 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-19 | 2021-10-16 | UBER | Hazelbaker Jill | See Remarks | F - Tax | $48.36 | -5,673 | 172.3K | -3% | -$274.3K |
| DM | 2021-10-19 | 2021-10-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | — | +9,970 | 174.6K | +6% | — |
| DM | 2021-10-19 | 2021-10-16 | UBER | Hazelbaker Jill | See Remarks | M - OptEx | $0.00 | -9,970 | 154.1K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-16 | F | D | 1,419 | $48.36 | 170,858 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-16 | F | D | 1,209 | $48.36 | 169,649 | D | — | — | |
| 3 | Common | Common Stock | 2021-10-16 | F | D | 729 | $48.36 | 168,920 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-16 | M | A | 4,670 | — | 169,293 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2021-10-16 | M | A | 2,862 | — | 172,155 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-10-16 | M | A | 2,438 | — | 174,593 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 7 | Common | Common Stock | 2021-10-16 | F | D | 2,316 | $48.36 | 172,277 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 2,438 | $0.00 | 70,690 | D | — · — to — | 2,438 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 9 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 2,862 | $0.00 | 60,110 | D | — · — to — | 2,862 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 4,670 | $0.00 | 154,102 | D | — · — to — | 4,670 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |