Form 4 for UBER Uber
Accepted 2021-10-19 00:00:00 ET · period of report 2021-10-16 · accession 0001562180-21-006581 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-19 | 2021-10-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +1,951 | 117.6K | +2% | — |
| DM | 2021-10-19 | 2021-10-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $48.36 | -8,350 | 110.6K | -7% | -$403.8K |
| DM | 2021-10-19 | 2021-10-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -1,951 | 30.3K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-16 | M | A | 650 | — | 118,264 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-10-16 | M | A | 722 | — | 118,986 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2021-10-16 | F | D | 323 | $48.36 | 118,663 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-16 | M | A | 579 | — | 117,614 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 5 | Common | Common Stock | 2021-10-16 | F | D | 288 | $48.36 | 118,375 | D | — | — | |
| 6 | Common | Common Stock | 2021-10-16 | F | D | 1,273 | $48.36 | 117,102 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-16 | F | D | 34 | $48.36 | 117,068 | D | — | — | |
| 8 | Common | Common Stock | 2021-10-16 | F | D | 358 | $48.36 | 116,710 | D | — | — | |
| 9 | Common | Common Stock | 2021-10-16 | F | D | 6,074 | $48.36 | 110,636 | D | — | — | |
| 10 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 650 | $0.00 | 18,851 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 579 | $0.00 | 23,751 | D | — · — to — | 579 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2021-10-16 | M | D | 722 | $0.00 | 30,319 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |