Form 4 for UNTY UNITY BANCORP INC /NJ/
Accepted 2021-10-25 00:00:00 ET · period of report 2021-10-21 · accession 0001562180-21-006629 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-10-25 | 2021-10-21 | UNTY | Patel Raj | Dir | M - OptEx | $20.76 | +4,200 | 36.4K | +13% | +$87.2K |
| DM | 2021-10-25 | 2021-10-21 | UNTY | Patel Raj | Dir | M - OptEx | $0.00 | -4,200 | 18.5K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-21 | M | A | 2,000 | $18.77 | 38,428 | D | — | — | (F1) 5,990 shares are held in an account at Shareworks, and 32,438 shares are held in additional brokerage accounts. |
| 2 | Common | Common Stock | 2021-10-21 | M | A | 2,200 | $22.57 | 36,428 | D | — | — | |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-10-21 | M | D | 2,200 | $0.00 | 20,500 | D | $22.57 · — to 2030-01-02 | 2,200 Common Stock | (F3) Vests 2,200 share(s) on 02-Jan-2021, 2,200 share(s) on 02-Jan-2022, 2,200 share(s) on 02-Jan-2023. |
| 4 | Derivative | Stock Options (Right to buy) | 2021-10-21 | M | D | 2,000 | $0.00 | 18,500 | D | $18.77 · — to 2028-12-21 | 2,000 Common Stock | (F5) 18,500 stock options were granted under various dates and vesting periods of which 9,100 are currently exercisable. (F4) Vests 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021. |