Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-11-01 · accession 0001562180-21-006768 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-02 | 2021-11-01 | HTGC | Randhawa Paramjeet K | Dir | A - Grant | $18.07 | +1,971 | 1,971 | New | +$35.6K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | A | A | 1,971 | $18.07 | 1,971 | D | — | — | (F1) Restricted stock issued as an automatic grant upon election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. 657 shares vest on May 14, 2022, 657 shares vest on November 24, 2022 and 657 shares vest on June 12, 2023. |