Form 4 for HPQ HP Inc.
Accepted 2021-11-02 00:00:00 ET · period of report 2021-10-29 · accession 0001562180-21-006773 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-02 | 2021-10-29+ | HPQ | Anderson Harvey | CLO, Sec | F - Tax | $30.33 | -5,464 | 3,122 | -64% | -$165.7K |
| D | 2021-11-02 | 2021-11-02 | HPQ | Anderson Harvey | CLO, Sec | S - Sale+OE | $31.26 | -7,811 | 2,519 | -76% | -$244.2K |
| DM | 2021-11-02 | 2021-10-29+ | HPQ | Anderson Harvey | CLO, Sec | M - OptEx | $0.00 | +15.8K | 12.8K | New | $0 |
| DM | 2021-11-02 | 2021-10-29+ | HPQ | Anderson Harvey | CLO, Sec | M - OptEx | — | -15.8K | 6,578 | -71% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-29 | F | D | 1,333 | $30.33 | 5,641 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs"). |
| 2 | Common | Common Stock | 2021-10-31 | F | D | 2,479 | $30.33 | 10,330 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs"). |
| 3 | Common | Common Stock | 2021-11-02 | S | D | 7,811 | $31.26 | 2,519 | D | — | — | |
| 4 | Common | Common Stock | 2021-10-29 | M | A | 3,852 | $0.00 | 6,974 | D | — | — | |
| 5 | Common | Common Stock | 2021-10-29 | F | D | 1,652 | $30.33 | 3,122 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting of restricted stock units ("RSUs"). |
| 6 | Common | Common Stock | 2021-10-29 | M | A | 4,744 | $0.00 | 4,744 | D | — | — | |
| 7 | Common | Common Stock | 2021-10-31 | M | A | 7,168 | $0.00 | 12,809 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2021-10-31 | M | D | 7,168 | — | 11,295 | D | — · — to — | 7,168 Common Stock | (F6) On 10/31/2019, the reporting person was granted 20,150 RSUs, one-third of which vests annually over three years on each of 10/31/2020, 10/31/2021 and 10/31/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 451 vested dividend equivalent rights. (F3) Each RSU represents a contingent right to receive one share of HP common stock. |
| 9 | Derivative | Restricted Stock Units | 2021-10-29 | M | D | 4,744 | — | 3,143 | D | — · — to — | 4,744 Common Stock | (F4) On 10/29/2018, the reporting person was granted 13,032 RSUs, one-third of which vested annually over three years on each of 10/29/2019, 10/29/2020 and 10/20/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 430 vested dividend equivalent rights. (F3) Each RSU represents a contingent right to receive one share of HP common stock. |
| 10 | Derivative | Restricted Stock Units | 2021-10-29 | M | D | 3,852 | — | 6,578 | D | — · — to — | 3,852 Common Stock | (F5) On 10/29/2020, the reporting person was granted 11,249 RSUs, one-third of which vests annually over three years on each of 10/29/2021, 10/29/2022 and 10/29/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 103 vested dividend equivalent rights. (F3) Each RSU represents a contingent right to receive one share of HP common stock. |