Form 4 for NFG NATIONAL FUEL GAS CO
Accepted 2021-11-12 00:00:00 ET · period of report 2021-11-10 · accession 0001562180-21-007006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-12 | 2021-11-10 | NFG | DeCarolis Donna L | Pres - NFG Dist. Corp | M - OptEx | $53.64 | +6,940 | 69.1K | +11% | +$372.2K |
| DM | 2021-11-12 | 2021-11-10 | NFG | DeCarolis Donna L | Pres - NFG Dist. Corp | D - Sale to Iss | $59.31 | -6,277 | 64.7K | -9% | -$372.3K |
| DM | 2021-11-12 | 2021-11-10 | NFG | DeCarolis Donna L | Pres - NFG Dist. Corp | F - Tax | $59.31 | -253 | 64.5K | -0.4% | -$15.0K |
| DM | 2021-11-12 | 2021-11-10 | NFG | DeCarolis Donna L | Pres - NFG Dist. Corp | M - OptEx | $0.00 | -6,940 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-10 | M | A | 2,000 | $55.09 | 66,121 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-10 | D | D | 1,858 | $59.31 | 64,263 | D | — | — | (F1) On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. |
| 3 | Common | Common Stock | 2021-11-10 | F | D | 54 | $59.31 | 64,209 | D | — | — | (F1) On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 2,000 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 1,858 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 54 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. |
| 4 | Common | Common Stock | 2021-11-10 | D | D | 4,419 | $59.31 | 64,730 | D | — | — | (F2) On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. |
| 5 | Common | Common Stock | 2021-11-10 | F | D | 199 | $59.31 | 64,531 | D | — | — | (F2) On November 10, 2021, the reporting person exercised a stock appreciation right with respect to 4,940 shares of Common Stock of the Company. In connection with this exercise, the reporting person was deemed to have sold back to the Company shares of Common Stock of the Company having a value equal to the exercise price of the stock appreciation right. This deemed sale of 4,419 shares is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "D" in column 3. Additionally, the reporting person had 199 shares of Common Stock of the Company withheld and cancelled to cover minimum tax withholding. This share cancellation is shown on Table I as a disposition (Transaction Code "D" in column 4), although none of these shares were sold into the open market, as indicated by Transaction Code "F" in column 3. |
| 6 | Common | Common Stock | 2021-11-10 | M | A | 4,940 | $53.05 | 69,149 | D | — | — | |
| 7 | Derivative | Stock Appreciation Right | 2021-11-10 | M | D | 4,940 | $0.00 | 0 | D | $53.05 · — to 2022-12-19 | 4,940 Common Stock | (F5) On December 19, 2012, the reporting person was granted 4,940 stock appreciation rights, vesting as follows: 1,646 on December 19, 2013, 1,647 on December 19, 2014, and 1,647 on December 19, 2015. |
| 8 | Derivative | Stock Appreciation Right | 2021-11-10 | M | D | 2,000 | $0.00 | 0 | D | $55.09 · 2014-12-19 to 2021-12-19 | 2,000 Common Stock |