Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-15 · accession 0001562180-21-007082 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-16 | 2021-11-15 | HTGC | Bluestein Scott | CEO | S - Sale | $17.11 | -80.0K | 845.5K | -9% | -$1.37M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | S | D | 80,000 | $17.11 | 845,453 | D | — | — | (F2) Average sale price. Shares sold at prices between $17.06 and $17.20. |