Form 4 for AMPL Amplitude, Inc.
Accepted 2021-11-16 00:00:00 ET · period of report 2021-11-12 · accession 0001562180-21-007092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-16 | 2021-11-12+ | AMPL | Vuong Hoang | CFO | M - OptEx | $2.26 | +107.4K | 31.4K | New | +$242.7K |
| DI | 2021-11-16 | 2021-11-12 | AMPL | Vuong Hoang | CFO | J - Other | $0.00 | +372 | 372 | New | $0 |
| DM | 2021-11-16 | 2021-11-12 | AMPL | Vuong Hoang | CFO | S - Sale+OE | $73.48 | -100.0K | 49.7K | -67% | -$7.35M |
| DM | 2021-11-16 | 2021-11-12+ | AMPL | Vuong Hoang | CFO | M - OptEx | $0.00 | -107.4K | 1.09M | -9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-12 | M | A | 100,000 | $2.26 | 123,999 | D Trust | — | — | (F4) Securities held by a trust over which the Reporting Person exercises voting and dispositive control. |
| 2 | Common | Class A Common Stock | 2021-11-15 | M | A | 7,373 | $2.26 | 31,372 | D | — | — | |
| 3 | Common | Class A Common Stock | 2021-11-12 | J | A | 372 | $0.00 | 372 | I | — | — | |
| 4 | Common | Class A Common Stock | 2021-11-12 | S | D | 25,687 | $74.19 | 23,999 | D | — | — | (F2) This transaction was executed in multiple trades at prices ranging from $74.02 to $74.485. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Common | Class A Common Stock | 2021-11-12 | S | D | 74,313 | $73.24 | 49,686 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $73.00 to $73.985. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-11-15 | M | D | 7,373 | $0.00 | 66,367 | D | $2.26 · — to 2029-06-04 | 7,373 Class A Common Stock | (F5) The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from April 29, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date. |
| 7 | Derivative | Stock Option (Right to Buy) | 2021-11-12 | M | D | 100,000 | $0.00 | 1,088,009 | D | $2.26 · — to 2029-06-04 | 100,000 Class A Common Stock | (F5) The option is early exercisable. 1/48th of the shares subject to the option vest on each monthly anniversary measured from April 29, 2019 (the "Vesting Commencement Date"), such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date. |