Form 4 for SONO Sonos Inc
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001562180-21-007126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-15 | SONO | Fraser Anna | CHRO | F - Tax | $34.52 | -10.2K | 57.0K | -15% | -$353.0K |
| D | 2021-11-17 | 2021-11-15 | SONO | Fraser Anna | CHRO | M - OptEx | — | +19.4K | 67.2K | +41% | — |
| D | 2021-11-17 | 2021-11-15 | SONO | Fraser Anna | CHRO | M - OptEx | $0.00 | -19.4K | 209.7K | -8% | $0 |
| D | 2021-11-17 | 2021-11-15 | SONO | Fraser Anna | CHRO | A - Grant | $0.00 | +17.6K | 229.1K | +8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-15 | F | D | 10,225 | $34.52 | 57,025 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-15 | M | A | 19,418 | — | 67,250 | D | — | — | (F2) Each RSU represents a contingent right to receive 1 share of the Issuer's Common Stock upon vesting and settlement for no consideration. |
| 3 | Derivative | Restricted Stock Units | 2021-11-15 | M | D | 19,418 | $0.00 | 209,670 | D | $0.00 · — to — | 19,418 Common Stock | (F5) 1/16 of the shares subject to the RSUs will vest in equal installments on each quarterly anniversary date following the applicable vesting commencement date of until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |
| 4 | Derivative | Restricted Stock Units | 2021-11-15 | A | A | 17,611 | $0.00 | 229,088 | D | $0.00 · — to — | 17,611 Common Stock | (F4) These RSUs will vest based on the following schedule: 6.25% of the shares subject to the RSU will vest quarterly in year 1; 12.5% of the shares subject to the RSU will vest quarterly in year 2; and 6.25% of the shares subject to the RSU will vest quarterly in year 3, in each case subject to the continuing employment of the Reporting Person on each vesting date. The RSUs are subject to double-trigger acceleration. |