Form 4 for DBX DROPBOX, INC.
Accepted 2021-11-17 00:00:00 ET · period of report 2021-11-15 · accession 0001562180-21-007132 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-17 | 2021-11-16 | DBX | Volkmer Bart | CLO | S - Sale | $26.07 | -12.3K | 311.3K | -4% | -$320.8K |
| D | 2021-11-17 | 2021-11-15 | DBX | Volkmer Bart | CLO | F - Tax | $26.99 | -15.7K | 241.6K | -6% | -$424.3K |
| D | 2021-11-17 | 2021-11-16 | DBX | Volkmer Bart | CLO | C - Cnv Deriv | $0.00 | +82.1K | 323.6K | +34% | $0 |
| D | 2021-11-17 | 2021-11-16 | DBX | Volkmer Bart | CLO | C - Cnv Deriv | $0.00 | -82.1K | 97.7K | -46% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-11-16 | S | D | 12,305 | $26.07 | 311,345 | D | — | — | (F2) Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. |
| 2 | Common | Class A Common Stock | 2021-11-15 | F | D | 15,722 | $26.99 | 241,551 | D | — | — | (F2) Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. |
| 3 | Common | Class A Common Stock | 2021-11-16 | C | A | 82,099 | $0.00 | 323,650 | D | — | — | (F3) 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. (F2) Certain of these securities are restricted stock awards and restricted stock units. Each restricted stock award or restricted stock unit represents the Reporting Person's right to receive one share of Class A Common Stock, subject to the applicable vesting schedule through February 15, 2025. In the event the Reporting Person ceases to be a Service Provider, the unvested restricted stock awards and restricted stock units will be cancelled by the Issuer. |
| 4 | Derivative | Class B Common Stock | 2021-11-16 | C | D | 82,099 | $0.00 | 97,717 | D | — · — to — | 82,099 Class A Common Stock | (F3) 82,099 shares of Class B Common Stock were converted into 82,099 shares of Class A Common Stock at the election of the Reporting Person and had no expiration date. |