Form 4 for PD PagerDuty, Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001562180-21-007159 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | PD | Giamalis Stacey | GC, Senior VP, Legal | M - OptEx | $5.87 | +16.9K | 127.5K | +15% | +$98.9K |
| D | 2021-11-18 | 2021-11-16 | PD | Giamalis Stacey | GC, Senior VP, Legal | M - OptEx | $0.00 | -16.9K | 219.2K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 16,856 | $5.87 | 127,511 | D | — | — | (F1) The Reporting Person exercised the options to purchase common stock. The shares issued upon exercise have not been sold. (F2) A portion of these shares represent restricted stock units. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-11-16 | M | D | 16,856 | $0.00 | 219,244 | D | $5.87 · — to 2028-04-08 | 16,856 Common Stock | (F3) The incentive stock options vested and became exercisable as to 20% of the shares subject to the options on 4/9/2018 and an additional 17,050 shares subject to the incentive stock options first become exercisable January 1 in each of 2019, 2020, 2021 and 2022; and (b) the non-qualified stock options 203,084 shares first became exercisable on 4/9/2018, subject to our right to repurchase unvested shares in the event the reporting person's employment terminates. 12/48th of the total shares vests on the 12-month anniversary of 4/9/2018 and 1/48th of the part (b) shares vests monthly thereafter for a total vesting period of 48 months. |