Form 4 for HPQ HP Inc.
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001562180-21-007163 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-18 | HPQ | CHO ALEX | Pres, Personal Systems | S - Sale+OE | $31.04 | -38.4K | 8,155 | -82% | -$1.19M |
| D | 2021-11-18 | 2021-11-16 | HPQ | CHO ALEX | Pres, Personal Systems | M - OptEx | $0.00 | +70.5K | 78.7K | +865% | $0 |
| D | 2021-11-18 | 2021-11-16 | HPQ | CHO ALEX | Pres, Personal Systems | F - Tax | $31.21 | -32.1K | 46.6K | -41% | -$1.00M |
| D | 2021-11-18 | 2021-11-16 | HPQ | CHO ALEX | Pres, Personal Systems | M - OptEx | — | -70.5K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | S | D | 38,411 | $31.04 | 8,155 | D | — | — | (F1) The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 03/31/2021. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.91-$31.15, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 70,533 | $0.00 | 78,688 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-16 | F | D | 32,122 | $31.21 | 46,566 | D | — | — | |
| 4 | Derivative | Performance Adjusted Restricted Stock Units | 2021-11-16 | M | D | 70,533 | — | 0 | D | — · — to — | 70,533 Common Stock | (F4) As previously reported, on 12/7/2018 the reporting person was granted 96,210 performance adjusted target restricted stock units ("PARSUs"). On 11/16/2021, 70,533 PARSUs vested based on the achievement of certain earnings per share. Dividend equivalent units accrued with respect to these PARSUs when and as dividends were paid on HP common stock. The number of derivative securities in column 5 includes 6,360 vested dividend equivalent units. (F3) Each performance adjusted restricted stock unit ("PARSU") represents a contingent right to receive one share of HP common stock. |