Form 4 for UBER Uber
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001562180-21-007168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-18 | 2021-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | — | +1,805 | 128.3K | +1% | — |
| DM | 2021-11-18 | 2021-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | F - Tax | $45.76 | -1,040 | 127.9K | -0.8% | -$47.6K |
| D | 2021-11-18 | 2021-11-16 | UBER | Krishnamurthy Nikki | SVP, CHRO | M - OptEx | $0.00 | -1,805 | 50.6K | -3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 1,805 | — | 128,257 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-11-16 | F | D | 720 | $45.76 | 127,217 | D | — | — | |
| 3 | Common | Common Stock | 2021-11-16 | F | D | 320 | $45.76 | 127,937 | D | — | — | |
| 4 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 1,805 | $0.00 | 50,558 | D | — · — to — | 1,805 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |