Form 4 for UBER Uber
Accepted 2021-11-18 00:00:00 ET · period of report 2021-11-16 · accession 0001562180-21-007169 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-11-18 | 2021-11-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +1,951 | 112.0K | +2% | — |
| DM | 2021-11-18 | 2021-11-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $45.76 | -2,276 | 111.0K | -2% | -$104.1K |
| DM | 2021-11-18 | 2021-11-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -1,951 | 29.6K | -6% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-16 | M | A | 650 | — | 111,286 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-11-16 | M | A | 579 | — | 112,587 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 3 | Common | Common Stock | 2021-11-16 | M | A | 722 | — | 112,008 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2021-11-16 | F | D | 323 | $45.76 | 112,264 | D | — | — | |
| 5 | Common | Common Stock | 2021-11-16 | F | D | 288 | $45.76 | 110,311 | D | — | — | |
| 6 | Common | Common Stock | 2021-11-16 | F | D | 35 | $45.76 | 110,599 | D | — | — | |
| 7 | Common | Common Stock | 2021-11-16 | F | D | 358 | $45.76 | 110,634 | D | — | — | |
| 8 | Common | Common Stock | 2021-11-16 | F | D | 1,272 | $45.76 | 110,992 | D | — | — | |
| 9 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 579 | $0.00 | 23,172 | D | — · — to — | 579 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 10 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 650 | $0.00 | 18,201 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 11 | Derivative | Restricted Stock Units | 2021-11-16 | M | D | 722 | $0.00 | 29,597 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |