Form 4 for HTGC Hercules Capital, Inc.
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001562180-21-007182 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-11-19 | 2021-11-17 | HTGC | Koenig Bradford C. | Dir | A - Grant | $17.33 | +176 | 28.2K | +0.6% | +$3,050 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | A | A | 176 | $17.33 | 28,167 | D | — | — | (F1) Shares acquired through the Hercules Capital, Inc. Dividend Reinvestment Plan. |