Form 4 for EQBK EQUITY BANCSHARES INC
Accepted 2021-11-19 00:00:00 ET · period of report 2021-11-17 · accession 0001562180-21-007186 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-19 | 2021-11-17 | EQBK | Elliott Brad S | CEO, Dir | F - Tax | $35.72 | -18.9K | 146.8K | -11% | -$675.6K |
| D | 2021-11-19 | 2021-11-17 | EQBK | Elliott Brad S | CEO, Dir | M - OptEx | $12.00 | +30.0K | 165.7K | +22% | +$360.0K |
| D | 2021-11-19 | 2021-11-17 | EQBK | Elliott Brad S | CEO, Dir | M - OptEx | $0.00 | -30.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-17 | F | D | 18,914 | $35.72 | 146,828 | D | — | — | (F1) Exercise of Equity Bancshares Inc. stock options totaling 30,000. The exercise was net settled, resulting in receipt of 11,086 shares by the reporting person following payment of the strike price and applicable taxes. (F3) Fair market value at close of business on November 17, 2021, the day the transaction was initiated by the reporting person and approved by the Company. |
| 2 | Common | Common Stock | 2021-11-17 | M | A | 30,000 | $12.00 | 165,742 | D | — | — | (F1) Exercise of Equity Bancshares Inc. stock options totaling 30,000. The exercise was net settled, resulting in receipt of 11,086 shares by the reporting person following payment of the strike price and applicable taxes. (F2) Includes 500 shares purchased on August 14th, 2021 pursuant to the Equity Bancshares, Inc. 2019 Employee Stock Purchase Plan. |
| 3 | Derivative | Stock Option (Right to Buy) | 2021-11-17 | M | D | 30,000 | $0.00 | 0 | D | $12.00 · 2016-01-01 to 2022-01-01 | 30,000 Common Stock |