Form 4 for CODX Co-Diagnostics, Inc.
Accepted 2021-11-24 00:00:00 ET · period of report 2021-11-23 · accession 0001562180-21-007256 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-24 | 2021-11-23 | CODX | Egan Dwight H | CEO, Dir | A - Grant | $0.00 | +33.3K | 40.2K | +485% | $0 |
| D | 2021-11-24 | 2021-11-23 | CODX | Egan Dwight H | CEO, Dir | F - Tax | $8.44 | -15.5K | 24.7K | -39% | -$131.2K |
| D | 2021-11-24 | 2021-11-23 | CODX | Egan Dwight H | CEO, Dir | M - OptEx | $0.00 | -33.3K | 154.2K | -18% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-23 | A | A | 33,333 | $0.00 | 40,205 | D | — | — | (F1) Included in 75,000 restricted stock units awarded to the Reporting Person on November 23, 2020, pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan, and vest in 6 equal installments every 6 months commencing on May 24, 2021. Included in 125,000 restricted stock units awarded to the Reporting Person on August 12, 2021, pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan, and vest in 6 equal installments every 6 months commencing on November 23, 2021. |
| 2 | Common | Common Stock | 2021-11-23 | F | D | 15,544 | $8.44 | 24,661 | D | — | — | (F2) Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2021-11-23 | M | D | 33,333 | $0.00 | 154,167 | D | $0.00 · — to — | 187,500 Common Stock | (F1) Included in 75,000 restricted stock units awarded to the Reporting Person on November 23, 2020, pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan, and vest in 6 equal installments every 6 months commencing on May 24, 2021. Included in 125,000 restricted stock units awarded to the Reporting Person on August 12, 2021, pursuant to the Co-Diagnostics, Inc. 2015 Long Term Incentive Plan, and vest in 6 equal installments every 6 months commencing on November 23, 2021. |