Form 4 for HCAT Health Catalyst, Inc.
Accepted 2021-12-07 00:00:00 ET · period of report 2021-12-02 · accession 0001562180-21-007531 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-07 | 2021-12-03+ | HCAT | Orenstein Daniel H. | GC | S - Sale+OE | $39.93 | -7,133 | 71.4K | -9% | -$284.8K |
| D | 2021-12-07 | 2021-12-02 | HCAT | Orenstein Daniel H. | GC | F - Tax | $41.95 | -4,117 | 71.4K | -5% | -$172.7K |
| D | 2021-12-07 | 2021-12-03 | HCAT | Orenstein Daniel H. | GC | M - OptEx | $10.34 | +2,500 | 73.9K | +3% | +$25.9K |
| D | 2021-12-07 | 2021-12-03 | HCAT | Orenstein Daniel H. | GC | M - OptEx | $0.00 | -2,500 | 118.5K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | S | D | 1,100 | $37.53 | 70,329 | D | — | — | (F4) Represents the weighted average sale price of the shares sold ranging from $37.35 to $37.69 per share, inclusive. |
| 2 | Common | Common Stock | 2021-12-06 | S | D | 3,533 | $38.60 | 66,796 | D | — | — | (F5) Represents the weighted average sale price of the shares sold ranging from $38.35 to $39.09 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (4) and (5). |
| 3 | Common | Common Stock | 2021-12-03 | S | D | 2,500 | $42.87 | 71,429 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-02 | F | D | 4,117 | $41.95 | 71,429 | D | — | — | (F2) Represents a weighted average price reported by the broker. These shares were sold as part of a block trade in multiple transactions at prices ranging from $40.33 to $42.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote with regard to the block trade. |
| 5 | Common | Common Stock | 2021-12-03 | M | A | 2,500 | $10.34 | 73,929 | D | — | — | |
| 6 | Derivative | Stock Option (Right to Buy) | 2021-12-03 | M | D | 2,500 | $0.00 | 118,500 | D | $10.34 · — to 2026-02-10 | 2,500 Common Stock | (F6) 25% of the 136,316 shares underlying the options vested in an annual installment on December 31, 2016 and the remaining balance vested in equal monthly installments until the option vested in full on Dec. 31, 2019. |