Form 4 for CLNN Clene Inc.
Accepted 2021-12-08 00:00:00 ET · period of report 2021-12-06 · accession 0001562180-21-007553 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2021-12-08 | 2021-12-06 | CLNN | MATLIN DAVID J | Dir | X - OptEx | $0.01 | +50.0K | 150.0K | +50% | +$500 |
| D | 2021-12-08 | 2021-12-06 | CLNN | MATLIN DAVID J | Dir | X - OptEx | $0.01 | +12.5K | 1.44M | +0.9% | +$125 |
| D | 2021-12-08 | 2021-12-06 | CLNN | MATLIN DAVID J | Dir | X - OptEx | $0.00 | -12.5K | 0 | -100% | $0 |
| DI | 2021-12-08 | 2021-12-06 | CLNN | MATLIN DAVID J | Dir | X - OptEx | $0.00 | -50.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-06 | X | A | 50,000 | $0.01 | 150,000 | I | — | — | (F2) The Matlin Family Trust 2020 exercised its warrant right and acquired 50,000 shares of common stock of Clene Inc for $0.01 per share. |
| 2 | Common | Common Stock | 2021-12-06 | X | A | 12,500 | $0.01 | 1,436,397 | D By trust | — | — | (F1) Mr. Matlin exercised his warrant right and acquired 12,500 shares of common stock of Clene Inc for $0.01 per share. (F3) The securities are owned by the Matlin Family Trust 2020. Mr. Matlin is the trustee of the Matlin Family Trust 2020. The shares owned by the Matlin Family Trust 2020 may be deemed to be beneficially owned by Mr. Matlin. |
| 3 | Derivative | Warrants (Right to buy) | 2021-12-06 | X | D | 12,500 | $0.00 | 0 | D By trust | $0.01 · 2021-06-28 to 2021-12-31 | 12,500 Common Stock | (F1) Mr. Matlin exercised his warrant right and acquired 12,500 shares of common stock of Clene Inc for $0.01 per share. (F3) The securities are owned by the Matlin Family Trust 2020. Mr. Matlin is the trustee of the Matlin Family Trust 2020. The shares owned by the Matlin Family Trust 2020 may be deemed to be beneficially owned by Mr. Matlin. |
| 4 | Derivative | Warrants (Right to buy) | 2021-12-06 | X | D | 50,000 | $0.00 | 0 | I | $0.01 · 2021-06-28 to 2021-12-31 | 50,000 Common Stock | (F2) The Matlin Family Trust 2020 exercised its warrant right and acquired 50,000 shares of common stock of Clene Inc for $0.01 per share. |