Form 4 for HPQ HP Inc.
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001562180-21-007606 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-09 | 2021-12-07 | HPQ | Schell Christoph | Chief Commercial Off | F - Tax | $37.29 | -54.3K | 99.6K | -35% | -$2.02M |
| D | 2021-12-09 | 2021-12-07 | HPQ | Schell Christoph | Chief Commercial Off | M - OptEx | $0.00 | +109.5K | 153.9K | +246% | $0 |
| DM | 2021-12-09 | 2021-12-07 | HPQ | Schell Christoph | Chief Commercial Off | M - OptEx | — | -109.5K | 73.2K | -60% | — |
| DM | 2021-12-09 | 2021-12-07 | HPQ | Schell Christoph | Chief Commercial Off | A - Grant | — | +308.8K | 72.9K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | F | D | 54,269 | $37.29 | 99,637 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting. |
| 2 | Common | Common Stock | 2021-12-07 | M | A | 109,454 | $0.00 | 153,906 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 31,955 | — | 0 | D | — · — to — | 31,955 Common Stock | (F8) As previously reported, on 12/7/2018, the reporting person was granted 87,222 RSUs, 29,074 of which vested on each of 12/7/2019, 12/7/2020 and 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,881 vested dividend equivalent rights. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 4 | Derivative | Performance Adjusted Restricted Stock Units | 2021-12-07 | A | A | 42,137 | — | 42,137 | D | — · — to — | 42,137 Common Stock | (F4) On 12/7/2021, the reporting person was granted 42,137 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 39,905 | — | 37,399 | D | — · — to — | 39,905 Common Stock | (F7) As previously reported, on 12/6/2019, the reporting person was granted 112,195 RSUs, 37,398 of which vested on each of 12/7/2020 and 12/7/2021, and 37,399 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 2,507 vested dividend equivalent rights. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 37,594 | — | 73,198 | D | — · — to — | 37,594 Common Stock | (F6) As previously reported, on 12/7/2020, the reporting person was granted 109,797 RSUs, 36,599 of which vested on 12/7/2021 and 36,599 of which is scheduled to vest on each of 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 995 vested dividend equivalent rights. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 7 | Derivative | Performance Contingent Stock Options | 2021-12-07 | A | A | 193,719 | — | 193,719 | D | $37.29 · — to — | 193,719 Common Stock | (F5) The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions. |
| 8 | Derivative | Restricted Stock Units | 2021-12-07 | A | A | 72,942 | — | 72,942 | D | — · — to — | 72,942 Common Stock | (F3) On 12/7/2021, the reporting person was granted 72,942 restricted stock units RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |