Form 4 for HPQ HP Inc.
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001562180-21-007609 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-09 | 2021-12-07 | HPQ | Weiszhaar Barbara Barton | Acting Ctrl | M - OptEx | $0.00 | +20.4K | 20.4K | New | $0 |
| D | 2021-12-09 | 2021-12-07 | HPQ | Weiszhaar Barbara Barton | Acting Ctrl | F - Tax | $37.29 | -4,535 | 15.9K | -22% | -$169.1K |
| D | 2021-12-09 | 2021-12-09 | HPQ | Weiszhaar Barbara Barton | Acting Ctrl | S - Sale+OE | $36.06 | -15.9K | 0 | -100% | -$573.8K |
| D | 2021-12-09 | 2021-12-07 | HPQ | Weiszhaar Barbara Barton | Acting Ctrl | A - Grant | — | +14.7K | 14.7K | New | — |
| DM | 2021-12-09 | 2021-12-07 | HPQ | Weiszhaar Barbara Barton | Acting Ctrl | M - OptEx | — | -20.4K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | M | A | 20,447 | $0.00 | 20,447 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-07 | F | D | 4,535 | $37.29 | 15,912 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting. |
| 3 | Common | Common Stock | 2021-12-09 | S | D | 15,912 | $36.06 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04-$36.075, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Restricted Stock Units | 2021-12-07 | A | A | 14,749 | — | 14,749 | D | — · — to — | 14,749 Common Stock | (F4) On 12/7/2021, the reporting person was granted 14,749 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 3,616 | — | 7,038 | D | — · — to — | 3,616 Common Stock | (F5) As previously reported, on 12/7/2020, the reporting person was granted 10,557 RSUs, 3,519 of which vested on 12/7/2021, and 3,519 of which is scheduled to vest on each of 12/7/2022 and 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 97 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 8,762 | — | 8,212 | D | — · — to — | 8,762 Common Stock | (F6) As previously reported, on 12/6/2019, the reporting person was granted 24,634 RSUs, 8,211 of which vested on each of 12/7/2020 and 12/7/2021, and 8,212 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 551 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 7 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 8,069 | — | 0 | D | — · — to — | 8,069 Common Stock | (F7) As previously reported, on 12/7/2018, the reporting person was granted 22,024 RSUs, 7,341 of which vested on each of 12/7/2019 and 12/7/2020 and 7,342 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 727 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |