InsiderTrades

Form 4 for HPQ HP Inc.

Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001562180-21-007610 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
D 2021-12-09 2021-12-07 HPQ Anderson Harvey CLO, Sec M - OptEx $0.00 +38.1K 38.1K New $0
D 2021-12-09 2021-12-07 HPQ Anderson Harvey CLO, Sec F - Tax $37.29 -18.9K 19.2K -50% -$704.4K
D 2021-12-09 2021-12-09 HPQ Anderson Harvey CLO, Sec S - Sale+OE $36.02 -8,268 10.9K -43% -$297.8K
DM 2021-12-09 2021-12-07 HPQ Anderson Harvey CLO, Sec M - OptEx — -38.1K 29.6K -56% —
DM 2021-12-09 2021-12-07 HPQ Anderson Harvey CLO, Sec A - Grant — +145.3K 34.3K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Common Stock 2021-12-07 M A 38,092 $0.00 38,092 D — —
2 Common Common Stock 2021-12-07 F D 18,890 $37.29 19,202 D — — (F1) Shares withheld by HP to satisfy tax withholding upon vesting.
3 Common Common Stock 2021-12-09 S D 8,268 $36.02 10,934 D — — (F2) The sales reported on this Form 4 were executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 9/29/2020 .
4 Derivative Restricted Stock Units 2021-12-07 M D 5,992 — 0 D — · — to — 5,992 Common Stock (F10) As previously reported, on 12/7/2018, the reporting person was granted 16,354 RSUs, 5,451 of which vested on each of 12/7/2019 and 12/7/2020 and 5,452 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 540 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
5 Derivative Restricted Stock Units 2021-12-07 M D 6,507 — 12,669 D — · — to — 6,507 Common Stock (F7) As previously reported, on 12/7/2020, the reporting person was granted 19,003 RSUs, 6,334 of which vested on 12/7/2021, 6,334 of which is scheduled to vest on 12/7/2022 and 6,335 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 173 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
6 Derivative Performance Restricted Stock Units 2021-12-07 A A 19,829 — 19,829 D — · — to — 19,829 Common Stock (F5) On 12/7/2021, the reporting person was granted 19,829 Performance Adjusted Restricted Stock Units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock.
7 Derivative Performance-Contingent Stock Options 2021-12-07 A A 91,162 — 91,162 D $37.29 · — to — 91,162 Common Stock (F6) The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions.
8 Derivative Restricted Stock Units 2021-12-07 M D 10,411 — 9,756 D — · — to — 10,411 Common Stock (F9) As previously reported, on 12/6/2019, the reporting person was granted 29,268 RSUs, 9,756 of which vested on 12/7/2020 and 12/7/2021, and 9,756 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 655 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
9 Derivative Restricted Stock Units 2021-12-07 A A 34,326 — 34,326 D — · — to — 34,326 Common Stock (F4) On 12/7/2021, the reporting person was granted 34,326 RSU, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.
10 Derivative Restricted Stock Units 2021-12-07 M D 15,182 — 29,561 D — · — to — 15,182 Common Stock (F8) As previously reported, on 12/7/2020, the reporting person was granted 44,341 RSUs, 14,780 of which vested on 12/7/2021, 14,780 of which is scheduled to vest on 12/7/2022 and 14,781 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 402 vested dividend equivalent rights. (F3) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock.