Form 4 for HPQ HP Inc.
Accepted 2021-12-09 00:00:00 ET · period of report 2021-12-07 · accession 0001562180-21-007612 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-09 | 2021-12-07 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | M - OptEx | $0.00 | +77.4K | 171.2K | +83% | $0 |
| D | 2021-12-09 | 2021-12-07 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | F - Tax | $37.29 | -28.6K | 142.8K | -17% | -$1.07M |
| DM | 2021-12-09 | 2021-12-07 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | A - Grant | — | +261.1K | 35.6K | New | — |
| DM | 2021-12-09 | 2021-12-07 | HPQ | Tran Tuan | Pres Imaging Prtng, Solutions | M - OptEx | — | -77.4K | 61.9K | -56% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-07 | M | A | 77,421 | $0.00 | 171,181 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-07 | F | D | 28,568 | $37.29 | 142,761 | D | — | — | (F1) Shares withheld by HP to satisfy tax withholding upon vesting. (F2) Includes 148.453 shares acquired under HP's 2021 employee stock purchase plan on 10/29/2021. |
| 3 | Derivative | Restricted Stock Units | 2021-12-07 | A | A | 61,679 | — | 61,679 | D | — · — to — | 61,679 Common Stock | (F5) On 12/7/2021, the reporting person was granted 61,679 RSUs, one-third of which vest annually over three years on each of 12/7/2022, 12/7/2023 and 12/7/2024. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 4 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 14,380 | — | 0 | D | — · — to — | 14,380 Common Stock | (F10) As previously reported, on 12/7/2018, the reporting person was granted 39,250 RSUs, 13,083 of which vested on each of 12/7/2019 and 12/7/2020, and 13,084 of which vested on 12/7/2021. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,296 vested dividend equivalent rights. (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 5 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 31,231 | — | 29,269 | D | — · — to — | 31,231 Common Stock | (F9) As previously reported, on 12/6/2019, the reporting person was granted 87,805 RSUs, 29,268 of which vested on 12/7/2020 and 12/7/2021, and 29,269 of which is scheduled to vest on 12/7/2022. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 1,963 vested dividend equivalent rights. (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 6 | Derivative | Restricted Stock Units | 2021-12-07 | M | D | 31,810 | — | 61,937 | D | — · — to — | 31,810 Common Stock | (F8) As previously reported, on 12/7/2020, the reporting person was granted 92,905 RSUs, 30,968 of which vested on 12/7/2021, 30,968 of which is scheduled to vest on 12/7/2022 and 30,969 of which is scheduled to vest on 12/7/2023. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities in column 5 includes 842 vested dividend equivalent rights. (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of HP common stock. |
| 7 | Derivative | Performance Contingent Stock Options | 2021-12-07 | A | A | 163,807 | — | 163,807 | D | $37.29 · — to — | 163,807 Common Stock | (F7) The performance contingent stock options granted on 12/7/2021 will vest 33.3% on each of the first two anniversaries of the grant date, and 33.4% on the third anniversary, in each case subject to the satisfaction of certain stock price performance conditions. |
| 8 | Derivative | Performance Adjusted Restricted Stock Units | 2021-12-07 | A | A | 35,630 | — | 35,630 | D | — · — to — | 35,630 Common Stock | (F6) On 12/7/2021, the reporting person was granted 35,630 performance adjusted restricted stock units ("PARSUs"), 100% of which will only be earned after certification of financial results as of 10/31/2024, subject to certain earnings per share and relative total stockholder return conditions being met as of that date. Dividend equivalent rights accrue with respect to these PARSUs when and as dividends are paid on HP common stock. |