Form 4 for NFG NATIONAL FUEL GAS CO
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-09 · accession 0001562180-21-007648 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-09+ | NFG | Bauer David P | Pres, CEO, Dir | M - OptEx | — | +14.9K | 74.7K | +25% | — |
| DM | 2021-12-13 | 2021-12-09+ | NFG | Bauer David P | Pres, CEO, Dir | F - Tax | $62.19 | -7,924 | 69.5K | -10% | -$492.8K |
| DM | 2021-12-13 | 2021-12-09+ | NFG | Bauer David P | Pres, CEO, Dir | M - OptEx | $0.00 | -14.9K | 19.7K | -43% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-09 | M | A | 5,059 | — | 67,535 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2021-12-09 | F | D | 2,688 | $62.24 | 64,847 | D | — | — | (F2) On December 9, 2021, the reporting person had 2,688 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| 3 | Common | Common Stock | 2021-12-10 | M | A | 9,855 | — | 74,702 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 4 | Common | Common Stock | 2021-12-10 | F | D | 5,236 | $62.16 | 69,466 | D | — | — | (F3) On December 10, 2021, the reporting person had 5,236 shares withheld and cancelled to cover minimum required tax withholdings due to the vesting of restricted stock units. These share cancellations are shown on Table I as dispositions (Transaction Code "D" in Column 4), although none of these cancelled shares were sold into the market, as indicated by Transaction Code "F" in Column 3. |
| 5 | Derivative | Restricted Stock Units | 2021-12-09 | M | D | 5,059 | $0.00 | 5,059 | D | — · — to — | 5,059 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) On December 9, 2019, the reporting person was granted 15,176 restricted stock units, vesting as follows: 5,058 on December 9, 2020, 5,059 on December 9, 2021, and 5,059 on December 9, 2022. |
| 6 | Derivative | Restricted Stock Units | 2021-12-10 | M | D | 9,855 | $0.00 | 19,711 | D | — · — to — | 9,855 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) On December 10, 2020, the reporting person was granted 29,566 restricted stock units, vesting as follows: 9,855 on December 10, 2021, 9,855 on December 10, 2022, and 9,856 on December 10, 2023. |