Form 4 for IBM IBM
Accepted 2021-12-13 00:00:00 ET · period of report 2021-12-11 · accession 0001562180-21-007663 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-13 | 2021-12-11 | IBM | KRISHNA ARVIND | COB, CEO, Dir | M - OptEx | $0.00 | +25.0K | 130.4K | +24% | $0 |
| DM | 2021-12-13 | 2021-12-11 | IBM | KRISHNA ARVIND | COB, CEO, Dir | F - Tax | $124.35 | -12.7K | 118.6K | -10% | -$1.58M |
| D | 2021-12-13 | 2021-12-11 | IBM | KRISHNA ARVIND | COB, CEO, Dir | M - OptEx | $0.00 | -25.0K | 66.7K | -27% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-11 | M | A | 802 | $0.00 | 131,249.39 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-11 | F | D | 12,281 | $124.35 | 118,968.39 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-11 | F | D | 408 | $124.35 | 118,560.39 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-11 | M | A | 24,194 | $0.00 | 130,447.39 | D | — | — | |
| 5 | Derivative | Rst. Stock Unit | 2021-12-11 | M | D | 24,996 | $0.00 | 66,656 | D | $0.00 · — to — | 24,996 Common Stock | (F1) On 12/11/18, the reporting person was granted 120,968 RSUs, 16,129 of which vested on 12/11/19, 16,129 of which vested on 12/11/20, 24,194 of which vested on 12/11/21, 32,258 of which will vest on 12/11/22, and 32,258 of which will vest on 12/11/23. In connection with the spin-off of Kyndryl Holdings, Inc. on November 3, 2021, unvested Issuer restricted stock units converted into additional restricted stock units, which are reflected in the table above. (F2) These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. |