Form 4 for UBER Uber
Accepted 2021-12-20 00:00:00 ET · period of report 2021-12-16 · accession 0001562180-21-007795 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-20 | 2021-12-16 | UBER | Ceremony Glen | See Remarks | F - Tax | $37.70 | -4,262 | 112.0K | -4% | -$160.7K |
| DM | 2021-12-20 | 2021-12-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | — | +5,955 | 112.3K | +6% | — |
| DM | 2021-12-20 | 2021-12-16 | UBER | Ceremony Glen | See Remarks | M - OptEx | $0.00 | -5,955 | 17.6K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-16 | F | D | 1,985 | $37.70 | 113,312 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-16 | F | D | 358 | $37.70 | 115,297 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-16 | F | D | 288 | $37.70 | 115,655 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-16 | F | D | 323 | $37.70 | 115,943 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-16 | M | A | 4,003 | — | 116,266 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 6 | Common | Common Stock | 2021-12-16 | F | D | 35 | $37.70 | 113,277 | D | — | — | |
| 7 | Common | Common Stock | 2021-12-16 | M | A | 650 | — | 110,961 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 8 | Common | Common Stock | 2021-12-16 | M | A | 580 | — | 111,541 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 9 | Common | Common Stock | 2021-12-16 | M | A | 722 | — | 112,263 | D | — | — | (F1) Restricted stock units convert into common stock on a one-for-one basis. |
| 10 | Common | Common Stock | 2021-12-16 | F | D | 1,273 | $37.70 | 112,004 | D | — | — | |
| 11 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 4,003 | $0.00 | 20,012 | D | — · — to — | 4,003 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F6) The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 12 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 722 | $0.00 | 28,875 | D | — · — to — | 722 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F5) The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 13 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 580 | $0.00 | 22,592 | D | — · — to — | 580 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F4) The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |
| 14 | Derivative | Restricted Stock Units | 2021-12-16 | M | D | 650 | $0.00 | 17,551 | D | — · — to — | 650 Common Stock | (F1) Restricted stock units convert into common stock on a one-for-one basis. (F3) The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. |