Form 4/A for HTGC Hercules Capital, Inc.
Accepted 2021-12-21 00:00:00 ET · period of report 2021-08-18 · accession 0001562180-21-007829 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2021-12-21 | 2021-08-18 | HTGC | Bluestein Scott | CEO | D - Sale to Iss | $16.98 | -939 | 183.6K | -0.5% | -$15.9K |
| A | 2021-12-21 | 2021-08-18 | HTGC | Bluestein Scott | CEO | F - Tax | $16.98 | -417 | 925.0K | -0.0% | -$7,081 |
| MA | 2021-12-21 | 2021-08-18 | HTGC | Bluestein Scott | CEO | A - Grant | $16.98 | +5,083 | 184.6K | +3% | +$86.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2021-08-18 | D | D | 939 | $16.98 | 183,623 | D | — | — | (F3) Originally reported as 1,127. (F4) Originally reported as 179,983. |
| 2 | Common | Common Stock | 2021-08-18 | F | D | 417 | $16.98 | 925,011 | D | — | — | (F6) Originally reported as 925,199. |
| 3 | Common | Common Stock | 2021-08-18 | A | A | 939 | $16.98 | 925,428 | D | — | — | (F3) Originally reported as 1,127. (F5) Originally reported as 925,616. |
| 4 | Common | Restricted Stock Units | 2021-08-18 | A | A | 4,144 | $16.98 | 184,562 | D | — | — | (F1) Originally reported as 3,017. (F2) Originally reported as 181,110. |