Form 4/A for HTGC Hercules Capital, Inc.
Accepted 2021-12-21 00:00:00 ET · period of report 2021-10-31 · accession 0001562180-21-007830 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| A | 2021-12-21 | 2021-10-31 | HTGC | Bluestein Scott | CEO | D - Sale to Iss | $17.67 | -24.6K | 159.0K | -13% | -$435.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Restricted Stock Units | 2021-10-31 | D | D | 24,630 | $17.67 | 158,993 | D | — | — | (F1) Originally reported as 155,353. |