Form 4 for AMPL Amplitude, Inc.
Accepted 2022-01-03 00:00:00 ET · period of report 2021-12-22 · accession 0001562180-22-000049 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-03 | 2021-12-22+ | AMPL | Johnson Jennifer L. | See remarks | S - Sale+OE | $54.32 | -74.5K | 36.7K | -67% | -$4.05M |
| DM | 2022-01-03 | 2021-12-22+ | AMPL | Johnson Jennifer L. | See remarks | M - OptEx | $4.19 | +74.5K | 49.7K | New | +$312.3K |
| DM | 2022-01-03 | 2021-12-22+ | AMPL | Johnson Jennifer L. | See remarks | M - OptEx | $0.00 | -74.5K | 919.2K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-30 | S | D | 9,245 | $54.57 | 10,498 | D | — | — | (F5) This transaction was executed in multiple trades in prices ranging from $54.01 to $55.0099, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. (F2) This transaction was executed in multiple trades in prices ranging from $53.00 to $53.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 2 | Common | Class A Common Stock | 2021-12-30 | S | D | 8,154 | $55.43 | 2,344 | D | — | — | (F1) The sales reported were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person. (F6) This transaction was executed in multiple trades in prices ranging from $55.0100 to $56.0099, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Common | Class A Common Stock | 2021-12-30 | S | D | 2,344 | $56.16 | 0 | D | — | — | (F7) This transaction was executed in multiple trades in prices ranging from $56.0200 to $57.0199, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 4 | Common | Class A Common Stock | 2021-12-30 | S | D | 5,100 | $53.38 | 19,743 | D | — | — | (F4) This transaction was executed in multiple trades in prices ranging from $52.87 to $53.87, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 5 | Common | Class A Common Stock | 2021-12-30 | M | A | 24,843 | $4.19 | 24,843 | D | — | — | |
| 6 | Common | Class A Common Stock | 2021-12-22 | S | D | 36,721 | $54.27 | 0 | D | — | — | (F3) This transaction was executed in multiple trades in prices ranging from $54.00 to $54.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 7 | Common | Class A Common Stock | 2021-12-22 | S | D | 12,966 | $53.64 | 36,721 | D | — | — | (F2) This transaction was executed in multiple trades in prices ranging from $53.00 to $53.99, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 8 | Common | Class A Common Stock | 2021-12-22 | M | A | 49,687 | $4.19 | 49,687 | D | — | — | |
| 9 | Derivative | Stock Option (Right to Buy) | 2021-12-22 | M | D | 49,687 | $0.00 | 944,063 | D | $4.19 · — to 2030-11-10 | 49,687 Class A Common Stock | (F8) 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |
| 10 | Derivative | Stock Option (Right to Buy) | 2021-12-30 | M | D | 24,843 | $0.00 | 919,220 | D | $4.19 · — to 2030-11-10 | 24,843 Class A Common Stock | (F8) 25% of the shares subject to the option vest on the first anniversary measured from September 30, 2020 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest monthly thereafter, such that 100% of the shares subject to the option will be fully vested and exercisable on the fourth anniversary of the Vesting Commencement Date. |