Form 4 for DOCN DigitalOcean Holdings, Inc.
Accepted 2022-01-04 00:00:00 ET · period of report 2022-01-03 · accession 0001562180-22-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-01-04 | 2022-01-03 | DOCN | Butte Amy | Dir | M - OptEx | $3.43 | +5,000 | 36.0K | +16% | +$17.1K |
| DI | 2022-01-04 | 2022-01-03 | DOCN | Butte Amy | Dir | S - Sale+OE | $75.91 | -5,000 | 31.0K | -14% | -$379.6K |
| DI | 2022-01-04 | 2022-01-03 | DOCN | Butte Amy | Dir | M - OptEx | $0.00 | -5,000 | 46.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-03 | M | A | 5,000 | $3.43 | 36,000 | I See Footnote | — | — | (F1) Securities are held by Plato Partners LLC, of which the Reporting Person owns substantially all of the ownership interests. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. |
| 2 | Common | Common Stock | 2022-01-03 | S | D | 5,000 | $75.91 | 31,000 | I See Footnote | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $74.65-$80.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. (F1) Securities are held by Plato Partners LLC, of which the Reporting Person owns substantially all of the ownership interests. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. |
| 3 | Derivative | Stock Option (Right to buy) | 2022-01-03 | M | D | 5,000 | $0.00 | 46,000 | I See Footnote | $3.43 · — to 2028-04-16 | 5,000 Common Stock | (F1) Securities are held by Plato Partners LLC, of which the Reporting Person owns substantially all of the ownership interests. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein. (F4) The shares underlying this option vest in 48 equal monthly installments beginning on May 16, 2018, subject to the Reporting Person's continuous service with the Issuer on each such date. |