Form 4 for SONO Sonos Inc
Accepted 2022-01-10 00:00:00 ET · period of report 2022-01-06 · accession 0001562180-22-000372 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-10 | 2022-01-06 | SONO | Spence Patrick | CEO, Dir | M - OptEx | $11.99 | +35.6K | 548.1K | +7% | +$427.1K |
| DM | 2022-01-10 | 2022-01-06 | SONO | Spence Patrick | CEO, Dir | M - OptEx | $0.00 | -35.6K | 151.7K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-06 | M | A | 14,250 | $13.56 | 576,643 | D | — | — | |
| 2 | Common | Common Stock | 2022-01-06 | M | A | 5,414 | $5.00 | 553,525 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-06 | M | A | 8,868 | $11.28 | 562,393 | D | — | — | |
| 4 | Common | Common Stock | 2022-01-06 | M | A | 1 | $15.44 | 541,007 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-06 | M | A | 7,104 | $15.03 | 548,111 | D | — | — | |
| 6 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 5,414 | $0.00 | 0 | D | $5.00 · — to 2023-06-30 | 5,414 Common Stock | (F3) The stock option is fully vested. |
| 7 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 8,868 | $0.00 | 0 | D | $11.28 · — to 2024-07-31 | 8,868 Common Stock | (F3) The stock option is fully vested. |
| 8 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 2,382 | $0.00 | 10 | D | $13.56 · — to 2026-09-07 | 2,382 Common Stock | (F3) The stock option is fully vested. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 10,538 | $0.00 | 0 | D | $13.56 · — to 2026-07-06 | 10,538 Common Stock | (F3) The stock option is fully vested. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 1,330 | $0.00 | 0 | D | $13.56 · — to 2025-08-11 | 1,330 Common Stock | (F3) The stock option is fully vested. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 1 | $0.00 | 437,499 | D | $15.44 · — to 2028-11-18 | 1 Common Stock | (F2) The stock option vested as to 1/2 of the total number of shares subject to the stock option on November 15, 2021 and will vest as to the remaining 1/2 of the total number of shares subject to the stock option on November 15, 2022, subject to the continuing employment of the Reporting Person on such vesting date. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2022-01-06 | M | D | 7,104 | $0.00 | 151,736 | D | $15.03 · — to 2027-11-06 | 7,104 Common Stock | (F3) The stock option is fully vested. |