Form 4 for HTGC Hercules Capital, Inc.
Accepted 2022-01-12 00:00:00 ET · period of report 2022-01-11 · accession 0001562180-22-000424 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-01-12 | 2022-01-11 | HTGC | Meyer Seth H | CFO | A - Grant | $17.50 | +72.9K | 233.2K | +45% | +$1.27M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-11 | A | A | 72,857 | $17.50 | 233,151 | D | — | — | (F1) Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-third vesting on the one year anniversary of the grant date followed by quarterly vesting over the following 24 months. |